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Bush v. Gore
531 U. S. ____ (2000)
PER CURIAM.
The individual citizen has no federal constitutional right to vote for
electors for the President of the United States unless and until the state
legislature chooses a statewide election as the means to implement its
power to appoint members of the Electoral College. U. S. Const., Art.
II, §1. This is the source for the statement in McPherson v. Blacker,
146 U. S. 1, 35 (1892), that the State legislature's power to select the
manner for appointing electors is plenary; it may, if it so chooses, select
the electors itself, which indeed was the manner used by State legislatures
in several States for many years after the Framing of our Constitution.
Id., at 28-33. History has now favored the voter, and in each of the several
States the citizens themselves vote for Presidential electors. When the
state legislature vests the right to vote for President in its people,
the right to vote as the legislature has prescribed is fundamental; and
one source of its fundamental nature lies in the equal weight accorded
to each vote and the equal dignity owed to each voter. The State, of course,
after granting the franchise in the special context of Article II, can
take back the power to appoint electors. See id., at 35 ("[T]here is no
doubt of the right of the legislature to resume the power at any time,
for it can neither be taken away nor abdicated") (quoting S. Rep. No.
395, 43d Cong., 1st Sess.).
The right to vote is protected in more than the initial allocation of
the franchise. Equal protection applies as well to the manner of its exercise.
Having once granted the right to vote on equal terms, the State may not,
by later arbitrary and disparate treatment, value one person's vote over
that of another. See, e.g., Harper v. Virginia Bd. of Elections, 383 U.
S. 663, 665 (1966) ("[O]nce the franchise is granted to the electorate,
lines may not be drawn which are inconsistent with the Equal Protection
Clause of the Fourteenth Amendment"). It must be remembered that "the
right of suffrage can be denied by a debasement or dilution of the weight
of a citizen's vote just as effectively as by wholly prohibiting the free
exercise of the franchise." Reynolds v. Sims, 377 U. S. 533, 555 (1964).
There is no difference between the two sides of the present controversy
on these basic propositions. Respondents say that the very purpose of
vindicating the right to vote justifies the recount procedures now at
issue. The question before us, however, is whether the recount procedures
the Florida Supreme Court has adopted are consistent with its obligation
to avoid arbitrary and disparate treatment of the members of its electorate.
Much of the controversy seems to revolve around ballot cards designed
to be perforated by a stylus but which, either through error or deliberate
omission, have not been perforated with sufficient precision for a machine
to count them. In some cases a piece of the card -- a chad -- is hanging,
say by two corners. In other cases there is no separation at all, just
an indentation.
The Florida Supreme Court has ordered that the intent of the voter be
discerned from such ballots. For purposes of resolving the equal protection
challenge, it is not necessary to decide whether the Florida Supreme Court
had the authority under the legislative scheme for resolving election
disputes to define what a legal vote is and to mandate a manual recount
implementing that definition. The recount mechanisms implemented in response
to the decisions of the Florida Supreme Court do not satisfy the minimum
requirement for non-arbitrary treatment of voters necessary to secure
the fundamental right. Florida's basic command for the count of legally
cast votes is to consider the "intent of the voter." Gore v. Harris, ___
So. 2d, at ___ (slip op., at 39). This is unobjectionable as an abstract
proposition and a starting principle. The problem inheres in the absence
of specific standards to ensure its equal application. The formulation
of uniform rules to determine intent based on these recurring circumstances
is practicable and, we conclude, necessary.
The law does not refrain from searching for the intent of the actor in
a multitude of circumstances; and in some cases the general command to
ascertain intent is not susceptible to much further refinement. In this
instance, however, the question is not whether to believe a witness but
how to interpret the marks or holes or scratches on an inanimate object,
a piece of cardboard or paper which, it is said, might not have registered
as a vote during the machine count. The factfinder confronts a thing,
not a person. The search for intent can be confined by specific rules
designed to ensure uniform treatment.
The want of those rules here has led to unequal evaluation of ballots
in various respects. See Gore v. Harris, ___ So. 2d, at ___ (slip op.,
at 51) (Wells, J., dissenting) ("Should a county canvassing board count
or not count a 'dimpled chad' where the voter is able to successfully
dislodge the chad in every other contest on that ballot? Here, the county
canvassing boards disagree"). As seems to have been acknowledged at oral
argument, the standards for accepting or rejecting contested ballots might
vary not only from county to county but indeed within a single county
from one recount team to another.
The record provides some examples. A monitor in Miami-Dade County testified
at trial that he observed that three members of the county canvassing
board applied different standards in defining a legal vote. 3 Tr. 497,
499 (Dec. 3, 2000). And testimony at trial also revealed that at least
one county changed its evaluative standards during the counting process.
Palm Beach County, for example, began the process with a 1990 guideline
which precluded counting completely attached chads, switched to a rule
that considered a vote to be legal if any light could be seen through
a chad, changed back to the 1990 rule, and then abandoned any pretense
of a per se rule, only to have a court order that the county consider
dimpled chads legal. This is not a process with sufficient guarantees
of equal treatment. ***
The State Supreme Court ratified this uneven treatment. It mandated that
the recount totals from two counties, Miami-Dade and Palm Beach, be included
in the certified total. The court also appeared to hold sub silentio that
the recount totals from Broward County, which were not completed until
after the original November 14 certification by the Secretary of State,
were to be considered part of the new certified vote totals even though
the county certification was not contested by Vice President Gore. Yet
each of the counties used varying standards to determine what was a legal
vote. Broward County used a more forgiving standard than Palm Beach County,
and uncovered almost three times as many new votes, a result markedly
disproportionate to the difference in population between the counties.
In addition, the recounts in these three counties were not limited to
so-called undervotes but extended to all of the ballots. The distinction
has real consequences. A manual recount of all ballots identifies not
only those ballots which show no vote but also those which contain more
than one, the so-called overvotes. Neither category will be counted by
the machine. This is not a trivial concern. At oral argument, respondents
estimated there are as many as 110,000 overvotes statewide. As a result,
the citizen whose ballot was not read by a machine because he failed to
vote for a candidate in a way readable by a machine may still have his
vote counted in a manual recount; on the other hand, the citizen who marks
two candidates in a way discernable by the machine will not have the same
opportunity to have his vote count, even if a manual examination of the
ballot would reveal the requisite indicia of intent. Furthermore, the
citizen who marks two candidates, only one of which is discernable by
the machine, will have his vote counted even though it should have been
read as an invalid ballot. The State Supreme Court's inclusion of vote
counts based on these variant standards exemplifies concerns with the
remedial processes that were under way.
That brings the analysis to yet a further equal protection problem. The
votes certified by the court included a partial total from one county,
Miami-Dade. The Florida Supreme Court's decision thus gives no assurance
that the recounts included in a final certification must be complete.
Indeed, it is respondent's submission that it would be consistent with
the rules of the recount procedures to include whatever partial counts
are done by the time of final certification, and we interpret the Florida
Supreme Court's decision to permit this. See ____ So. 2d, at ____, n.
21 (slip op., at 37, n. 21) (noting "practical difficulties" may control
outcome of election, but certifying partial Miami-Dade total nonetheless).
This accommodation no doubt results from the truncated contest period
established by the Florida Supreme Court in Bush I, at respondents'own
urging. The press of time does not diminish the constitutional concern.
A desire for speed is not a general excuse for ignoring equal protection
guarantees.
In addition to these difficulties the actual process by which the votes
were to be counted under the Florida Supreme Court's decision raises further
concerns. That order did not specify who would recount the ballots. The
county canvassing boards were forced to pull together ad hoc teams comprised
of judges from various Circuits who had no previous training in handling
and interpreting ballots. Furthermore, while others were permitted to
observe, they were prohibited from objecting during the recount.
The recount process, in its features here described, is inconsistent
with the minimum procedures necessary to protect the fundamental right
of each voter in the special instance of a statewide recount under the
authority of a single state judicial officer. Our consideration is limited
to the present circumstances, for the problem of equal protection in election
processes generally presents many complexities.
The question before the Court is not whether local entities, in the exercise
of their expertise, may develop different systems for implementing elections.
Instead, we are presented with a situation where a state court with the
power to assure uniformity has ordered a statewide recount with minimal
procedural safeguards. When a court orders a statewide remedy, there must
be at least some assurance that the rudimentary requirements of equal
treatment and fundamental fairness are satisfied.
Given the Court's assessment that the recount process underway was probably
being conducted in an unconstitutional manner, the Court stayed the order
directing the recount so it could hear this case and render an expedited
decision. The contest provision, as it was mandated by the State Supreme
Court, is not well calculated to sustain the confidence that all citizens
must have in the outcome of elections. The State has not shown that its
procedures include the necessary safeguards. The problem, for instance,
of the estimated 110,000 overvotes has not been addressed, although Chief
Justice Wells called attention to the concern in his dissenting opinion.
See ____ So. 2d, at ____, n. 26 (slip op., at 45, n. 26).
Upon due consideration of the difficulties identified to this point,
it is obvious that the recount cannot be conducted in compliance with
the requirements of equal protection and due process without substantial
additional work. It would require not only the adoption (after opportunity
for argument) of adequate statewide standards for determining what is
a legal vote, and practicable procedures to implement them, but also orderly
judicial review of any disputed matters that might arise. In addition,
the Secretary of State has advised that the recount of only a portion
of the ballots requires that the vote tabulation equipment be used to
screen out undervotes, a function for which the machines were not designed.
If a recount of overvotes were also required, perhaps even a second screening
would be necessary. Use of the equipment for this purpose, and any new
software developed for it, would have to be evaluated for accuracy by
the Secretary of State, as required by Fla. Stat. §101.015 (2000).
The Supreme Court of Florida has said that the legislature intended the
State's electors to "participat[e] fully in the federal electoral process,"
as provided in 3 U. S. C. §5. ___ So. 2d, at ___ (slip op. at 27); see
also Palm Beach Canvassing Bd. v. Harris, 2000 WL 1725434, *13 (Fla. 2000).
That statute, in turn, requires that any controversy or contest that is
designed to lead to a conclusive selection of electors be completed by
December 12. That date is upon us, and there is no recount procedure in
place under the State Supreme Court's order that comports with minimal
constitutional standards. Because it is evident that any recount seeking
to meet the December 12 date will be unconstitutional for the reasons
we have discussed, we reverse the judgment of the Supreme Court of Florida
ordering a recount to proceed.
Seven Justices of the Court agree that there are constitutional problems
with the recount ordered by the Florida Supreme Court that demand a remedy.
See post, at 6 (SOUTER, J., dissenting); post, at 2, 15 (BREYER, J., dissenting).
The only disagreement is as to the remedy. Because the Florida Supreme
Court has said that the Florida Legislature intended to obtain the safe-harbor
benefits of 3 U. S. C. §5, JUSTICE BREYER's proposed remedy -- remanding
to the Florida Supreme Court for its ordering of a constitutionally proper
contest until December 18-contemplates action in violation of the Florida
election code, and hence could not be part of an "appropriate"order authorized
by Fla. Stat. §102.168(8) (2000). * * *
None are more conscious of the vital limits on judicial authority than
are the members of this Court, and none stand more in admiration of the
Constitution's design to leave the selection of the President to the people,
through their legislatures, and to the political sphere. When contending
parties invoke the process of the courts, however, it becomes our unsought
responsibility to resolve the federal and constitutional issues the judicial
system has been forced to confront.
JUSTICE STEVENS, with whom JUSTICE GINSBURG AND JUSTICE BREYER join,
dissenting.
The Constitution assigns to the States the primary responsibility for
determining the manner of selecting the Presidential electors. See Art.
II, §1, cl. 2. When questions arise about the meaning of state laws, including
election laws, it is our settled practice to accept the opinions of the
highest courts of the States as providing the final answers. On rare occasions,
however, either federal statutes or the Federal Constitution may require
federal judicial intervention in state elections. This is not such an
occasion. ***
Nor are petitioners correct in asserting that the failure of the Florida
Supreme Court to specify in detail the precise manner in which the "intent
of the voter," Fla. Stat. §101.5614(5) (Supp. 2001), is to be determined
rises to the level of a constitutional violation. We found such a viola
tion when individual votes within the same State were weighted unequally,
see, e.g., Reynolds v. Sims, 377 U. S. 533, 568 (1964), but we have never
before called into question the substantive standard by which a State
determines that a vote has been legally cast. And there is no reason to
think that the guidance provided to the factfinders, specifically the
various canvassing boards, by the "intent of the voter"standard is any
less sufficient -- or will lead to results any less uniform -- than, for
example, the "beyond a reasonable doubt" standard employed everyday by
ordinary citizens in courtrooms across this country.
Admittedly, the use of differing substandards for determining voter intent
in different counties employing similar voting systems may raise serious
concerns. Those concerns are alleviated -- if not eliminated -- by the
fact that a single impartial magistrate will ultimately adjudicate all
objections arising from the recount process. Of course, as a general matter,
"[t]he interpretation of constitutional principles must not be too literal.
We must remember that the machinery of government would not work if it
were not allowed a little play in its joints." Bain Peanut Co. of Tex.
v. Pinson, 282 U. S. 499, 501 (1931) (Holmes, J.). If it were otherwise,
Florida's decision to leave to each county the determination of what balloting
system to employ -- despite enormous differences in accuracy4 -- might
run afoul of equal protection. So, too, might the similar decisions of
the vast majority of state legislatures to delegate to local authorities
certain decisions with respect to voting systems and ballot design.
Even assuming that aspects of the remedial scheme might ultimately be
found to violate the Equal Protection Clause, I could not subscribe to
the majority's disposition of the case. As the majority explicitly holds,
once a state legislature determines to select electors through a popular
vote, the right to have one's vote counted is of constitutional stature.
As the majority further acknowledges, Florida law holds that all ballots
that reveal the intent of the voter constitute valid votes. Recognizing
these principles, the majority nonetheless orders the termination of the
contest proceeding before all such votes have been tabulated. Under their
own reasoning, the appropriate course of action would be to remand to
allow more specific procedures for implementing the legislature's uniform
general standard to be established.
In the interest of finality, however, the majority effectively orders
the disenfranchisement of an unknown number of voters whose ballots reveal
their intent -- and are therefore legal votes under state law -- but were
for some reason rejected by ballot-counting machines. It does so on the
basis of the deadlines set forth in Title 3 of the United States Code.
Ante, at 11. But, as I have already noted, those provisions merely provide
rules of decision for Congress to follow when selecting among conflicting
slates of electors. Supra, at 2. They do not prohibit a State from counting
what the majority concedes to be legal votes until a bona fide winner
is determined. Indeed, in 1960, Hawaii appointed two slates of electors
and Congress chose to count the one appointed on January 4, 1961, well
after the Title 3 deadlines. See Josephson & Ross, Repairing the Electoral
College, 22 J. Legis. 145, 166, n. 154 (1996).5 Thus, nothing prevents
the majority, even if it properly found an equal protection violation,
from ordering relief appropriate to remedy that violation without depriving
Florida voters of their right to have their votes counted. As the majority
notes, "[a] desire for speed is not a general excuse for ignoring equal
protection guarantees." * * *
What must underlie petitioners' entire federal assault on the Florida
election procedures is an unstated lack of confidence in the impartiality
and capacity of the state judges who would make the critical decisions
if the vote count were to proceed. Otherwise, their position is wholly
without merit. The endorsement of that position by the majority of this
Court can only lend credence to the most cynical appraisal of the work
of judges throughout the land. It is confidence in the men and women who
administer the judicial system that is the true backbone of the rule of
law. Time will one day heal the wound to that confidence that will be
inflicted by today's decision. One thing, however, is certain. Although
we may never know with complete certainty the identity of the winner of
this year's Presidential election, the identity of the loser is perfectly
clear. It is the Nation's confidence in the judge as an impartial guardian
of the rule of law.
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